Protect Your Practice
& Incentivize Performance

Employment Resources for Financial Services Professionals

Your people are the force driving your firm’s success. They are also the key to the success of any long-term succession or growth strategy. As a supporting element to our M&A work, we can provide key employment resources to help you navigate team development best practices and ensure that your business is protected.

Employee Satisfaction

Protecting and motivating your employees is essential to retaining a strong team and maintaining a valuable enterprise. Improve recruitment and selection strategies & instill winning performance management techniques.

Compensation Plans

We leverage industry-specific compensation strategies from our valuation data, combined with industry information from other sources, to help you determine the compensation tools appropriate for a particular position.

Schedule Call

Service at a Glance

Managing your human capital is mission-critical to your firm’s continued success and eventual succession plan. We help financial advisors excel at team development and HR best practices.

We offer three service packages based on your needs. At a minimum all of our employment services include:

  • Single point of contact 
  • Industry specific questionnaire
  • Up to three (3) consultation calls
  • Email support
  • Industry resources
  • Model and/or Contract 

Depending on your package, we guarantee your employment documents between 15 days to 30 days following receipt of complete information. Most revisions are turned around within 48 hours, depending on the complexity of your request. 

Fill out our contact form, call us, or schedule a call.

(503) 427-9910

[My] experience with SRG was great. I thought that the team was flexible in working with our specific goals and needs with the people in our organization. This process has made us better business owners and greatly helped us to bring things together.

— David H.

I have been very happy with SRG now and in the past. As a repeat client, they make it pretty easy to maintain the relationship and not worry about getting our needs met elsewhere. In fact, they have continued to build out their suite of services to be able to help with any and all needs we have. [I] highly recommend their services to other teams.

— Josh G.

We have really enjoyed working with the SRG team. We have already recommended SRG to a few people and look forward to continuing to work with the [them] on new projects that come up.

— Austin Y.

Employment Solution Pricing

Starter: Employment Agreements

Premium: Employment Agreements

Elite: Employment Agreements + Compensation Plan

$2,000

$3,800

$8,000

Best For

Type of Practice

RR, IAR, RIA, Insurance, OSJ, Retirement Plans, CPA Firms

RR, IAR, RIA, Insurance, OSJ, Retirement Plans, CPA Firms

RR, IAR, RIA, Insurance, OSJ, Retirement Plans, CPA Firms

Features

Single Point of Contact
You will be assigned your team based on several factors, such as package, availability, and complexity of your project.
Industry Specific Questionnaire
Each package has a separate questionnaire ranging in complexity and detail. The questionnaires are designed to ensure your deliverables are comprehensive and tailored to your needs.
Employment Agreements
SRG will provide you form employment agreements, such as: 1) W-2: Executive; 2) W-2: Advisor; 3) W-2: Admin; and 4) 1099 Contractor which are tailored for your needs based on the information we gather from you.
Up to 2 Agreements

Up to 3 Agreements

Up to 3 Agreements

Revisions
We know it's hard to think of everything on the first try. Depending on the package chosen, you may receive revisions/customizations to ensure the final product is exactly what you need.
1 Revision

2 Revisions

Consultation Call(s)
Consultation calls help us clarify inputs, address your questions, and provide recommendations to ensure that your deliverable meets your needs in real-time. The included calls are appropriate for 90%+ of our client projects.
Email Support
Sometimes you just have a quick question! We are happy to address any questions, changes, or thoughts via email.
Industry Resources
We don't just want you to have agreements, we want you to understand why you have it and what to do with it. We want this experience to be a success. Therefore, we offer a variety of resources such as guides, checklists, decision trees, whitepapers, and ebooks to ensure have all the tools you need.
Compensation Research

The timeframe to receive the valuation report begins upon receipt of full information, which may include but is not limited to, a completed questionnaire, intake call (if applicable), and approval of any changes to the questionnaire post-intake call (if applicable).
Compensation Model
We provide compensation research data for up to 12 different job roles to aid in your decision-making process.
Timeline

7 Days

45 Days

90 Days

Options

Expedite Fee
The expedite option reduces the timeline, subject to client cooperation. You will receive premium scheduling opportunities and/or increased turnaround time in between deliverables, following the receipt of full information.
30 Days
$570
60 Days
$1,200

Get Started

Get Started

Get Started

Frequently Asked Questions

Our employment resources service is designed to provide you with customized solutions for your employees to ensure your business is protected, your employees know what to expect, and you can continue to grow the company. 

Our employment resource service is for all business owners who have one or more employees and/or independent contractor employees.

The business owner should engage in the employment resources service.

We discourage you from including staff members on these calls.

We request you complete a questionnaire. The questionnaire includes 3 sections to complete: Employer Information, Employee Information, and Benefits Information.

We are happy to include language in the employment agreements referencing your current phantom equity plan. However, if you need to create a phantom equity plan from scratch for your employees, this would be under our Equity Sharing Plan services. 

This varies based on the resources you receive and is totally up to you as an employer. Best practice would be to review everything annually. We offer an annual check-up service, if you wanted to run something by us or receive an update.

SRG is the best at what we do.

We focus solely within the financial services industry.

We strive for excellence and, as a result, we are always learning, adapting, and revising our deliverables and resources to ensure that you receive a fair, accurate, and timely product as the industry changes.

We are neutral. We are not affiliated with a broker-dealer or custodian.

We pride ourselves on service – providing high-touch, high-quality solutions to every client every time.

Contact us!
(503)427-9910
Schedule a Call

 


Julia Sexton, CVA, Director of Strategic Organizational Planning

Learn more about Julia


Courtney Sobkow, Project Coordinator

Learn more about Courtney

Talk with Our Business Development Team to Learn More

Schedule an appointment to learn more about our employment resource services.

Schedule Call

Services

Valuation
Contingency Planning
Selling & Succession
Entity & Employment
Growth & Acquisition
Enterprise Consulting

Partnerships

Become a Partner
Request a Speaker

Marketplace

Buyer Profile
LendingWell
Seller Listings

Resources

Learning Center
Newsletter                                          Seller Referral Program                          

Valuation
Contingency Planning
Selling & Succession
Entity & Employment
Growth & Acquisition
Enterprise Consulting

Become a Partner
Request a Speaker

Buyer Profile
LendingWell
Seller Listings

Learning Center
Newsletter

X-twitter
Copyright © 2025 Succession Resource Group | All rights reserved.

Terms and Conditions | Privacy Policy