SRG's Entity Formation program helps advisors create and/or formalize how they use a more robust equity structure, such as a corporation or limited liability company. Whether working under an independent broker-dealer (IBD) or corporate RIA, our experts will help select the appropriate entity to suit your needs, then ensure you use the entity correctly and appropriately to limit your personal liability, minimize taxes, and create a business model designed to last. We provide all the necessary documents, specifically tailored for our unique industry, to ensure you are properly structured to meet your goals.
SRG works directly with you and your team to assist with all of your employment needs, including the most critical items:
Our industry experts have years of experience identifying areas of risk and providing customized solutions.
Leveraging our extensive industry knowledge and effective equity sharing strategies, SRG's team of experts will provide one-on-one consultation as needed to help you understand the variety of equity sharing alternatives, pros and cons of each, provide clear recommendations, and then deliver the actual resources necessary to implement them successfully. SRG has developed a variety of equity and phantom equity strategies, including our Liquidation Rights plan, Equity Appreciation, and NextGen Investor Plan.