Press Releases
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Should Financial Advisors List Their Practice? The Truth Behind RIA Practice Listings
The Truth About Listing a Financial Advisory or RIA Practice — And Why It’s a Strategic Advantage, Not a Weakness.
RIA Leaders: Top 10 firms by number of financial advisors for 2025
By: Tobias SalingerPublishing Date: November 25, 2025 Whether or not publicly traded wealth management firms disclose their headcounts of financial
The RIA founder’s dilemma: Choose your successor or sell
By: Tobias SalingerPublishing Date: November 24, 2025 This is the 28th installment in a Financial Planning series by Chief Correspondent Tobias
Building a Lasting Legacy Through Equity Sharing with Brian Cochran
Turning Ownership Into Opportunity For Brian Cochran’s second-generation advisory firm, the path toward long-term success required more than just organic
The top fee-only RIAs ranked by AUM in 2025
By: Tobias SalingerPublishing Date: November 19, 2025 Read the full article here. The excerpt below is a brief snippet. To
Planning for internal RIA succession? Experts say it takes a decade
By: Tobias SalingerPublishing Date: November 17, 2025 This is the 27th installment in a Financial Planning series by Chief Correspondent Tobias
Equity Compensation: A Technical Comparison between Restricted Equity Grants
Empower your team and strengthen the long-term health of your business with SRG’s “Equity Compensation: A Technical Comparison Between Restricted
Attorney vs Succession Resource Group
Think Your Attorney Can Handle It? Think Again. Many advisors believe their attorney can “handle it”, but that’s where critical
5 Reasons to Start Your Exit Plan Now
Protect the future of your firm, your clients, and your legacy with SRG’s “5 Reasons to Start Your Exit Plan
Value vs. Price: What Every Financial Advisor Needs to Know About Firm Valuation
Every business has a value, but that number is not the same as what it will sell for. Understanding the
What is Your Practice Really Worth?
Every Ameriprise advisor wonders about “the number,” but valuation goes far beyond the math. In this exclusive session for Ameriprise
Year-End Entity Maintenance Checklist: Position Your Business for a Stronger Year Ahead
An RIA firm owner’s roadmap to increasing your firm’s value in a sustainable way that enhance your firm’s market value
From Siloed to Synergized: How to Merge Advisory Practices the Right Way
In this NM-focused session, SRG’s Ryan Grau (Valuations Director) and Nicole Frey (Director, Team Solutions) walk advisors through merging or
The RIA & Advisor Dissolution Playbook
Dissolve Your RIA the Right Way. Dissolving your RIA is rarely simple. It requires thoughtful coordination across legal, tax, compliance,
Succession & Next-Gen Leadership: Insights from Industry Veterans
In this session, two founders and CEOs — David Grau Jr. of Succession Resource Group and Jeff Concepcion of Stratos
Employment Agreements: The 10 Most Commonly Asked Questions
Overview This resource is designed to help financial services business owners navigate one of the most important, but often overlooked,
Contingency Agreement Types: Protect What Matters Most
Secure Continuity, No Matter What. Overview Contingency planning at SRG is a proactive service designed for business owners who want
Divorce Valuations: A Purpose-Built Process for Litigated Matters
Divorce valuations at SRG are not ordinary business valuations, they are litigation tools. Every step of our process is designed
Entity Health Check: Is Your Structure Supporting or Hindering Your Growth
In this replay, Nicole Frey, CFP®, walks through how your firm’s entity structure affects growth, compliance, and succession readiness. Use
When should a new RIA start hiring support staff? It’s complicated.
By: Tobias SalingerPublishing Date: August 14, 2025 This is the 13th installment in a Financial Planning series by Chief Correspondent
Entity Health Check: Is Your Structure Supporting or Hindering Your Growth
In this replay, Nicole Frey, CFP®, walks through how your firm’s entity structure affects growth, compliance, and succession readiness. Use
WealthManagement.com: Succession Resource Group’s New Platform to Help FAs Find Lenders
By: Erick BergquistPublishing Date: May 7, 2020 LendingWell to take advantage of the tightening of lending standards that has arisen
Citywire USA: Behind Creative Planning’s purchase of Coe Financial Services
By: Jake MartinPublishing Date: May 20, 2020 How a spousal push, and a geographical pull, helped a deal come together