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About SRG

Succession Resource Group is a boutique succession consulting firm based in the Pacific Northwest, serving clients across the country. SRG was founded by David Grau Jr., MBA in 2012 after nearly a decade of helping advisors with valuation and succession planning. SRG's team of experts leverage their industry expertise, combined with best-in-class resources, to help advisors, agents, and accountants manage the equity in their businesses...

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3 min read

Ameritas Investment Company, LLC and Succession Resource Group Partner to Expand M&A Resources

By David Pan on May 12, 2021 8:13:00 AM

PORTLAND, Ore. (April 12, 2021) – Succession Resource Group, Inc. (SRG), a leading provider of acquisition and succession solutions and consulting for financial professionals, is pleased to announce a new strategic alliance with Ameritas Investment Company, LLC (AIC), a broker-dealer and registered investment advisor based in Lincoln, Nebraska.

Topics: SRG Partner SRG Partners
1 min read

Nicole Frey Reaches Five-Year Mark with SRG

By David Pan on Jan 25, 2021 6:00:00 AM

Portland, Ore. (Jan. 25, 2021) – Today marks the fifth anniversary for Nicole Frey at Succession Resource Group (SRG), a succession consulting firm dedicated to helping financial professionals (RIA, registered representatives, agents, & accountants) value, improve, protect, grow, and plan for the transition of their business.

Topics: SRG
3 min read

Succession Resource Group Expands Talent Pool With Key Hires

By David Pan on Nov 17, 2020 8:47:46 AM

PORTLAND, Ore. (Nov 17, 2020) – Succession Resource Group (SRG) is excited to announce three strategic hires to keep up with growth and continue to deliver best-in-class service to SRG’s valued clients. Adding to SRG’s existing roster of talented professionals, the team has recently hired Josh Clifford, CVA®, Katelynn Clements, JD, and Marc Stein, AIF®.

Topics: Press Release
2 min read

Kristen Grau Recognized as NACVA’s 2020 40 Under Forty Honoree

By David Pan on Aug 24, 2020 8:00:59 AM

Kristen Grau, Executive Vice President at Succession Resource Group
Topics: Press Release
2 min read

Succession Resource Group Announces the Sale of $109M AUM Delaware-Based RIA

By David Pan on Jun 17, 2020 8:00:48 AM

Portland, Ore. (June 17, 2020) – Succession Resource Group (SRG) is excited to announce the sale of Delaware-based RIA, Lovett Advisors to Pennsylvania-based RIA, Bluesphere Advisors LLC. This sale represents over $109 million in assets under management (AUM), negotiated and closed amidst the coronavirus pandemic.

Topics: Press Release
3 min read

Succession Resource Group Launches LendingWell Amid COVID-19 Pandemic

By David Pan on May 5, 2020 4:40:00 PM

PORTLAND, Ore. (May 4, 2020) – Succession Resource Group, Inc. (SRG) is excited to announce the launch of LendingWell on Monday, May 4, 2020. LendingWell is a free online platform dedicated to helping independent Registered Investment Advisors, Registered Representatives, CPAs, and insurance agents and agencies find the right lender for their financing needs. LendingWell matches advisors with lenders for buy-outs, buy-ins, working capital, refinancing, commercial real estate, start-up, and recruiting. SRG has expedited the launch of this new online application in light of the current COVID-19 pandemic, responding to advisor’s need for capital.

Topics: Press Release
2 min read

Succession Resource Group Provides Free Contingency Agreement to Advisors

By David Pan on Apr 29, 2020 7:00:09 AM

PORTLAND, Ore. (April 29, 2020) – During this COVID-19 pandemic, Succession Resource Group (SRG) is committed to bringing awareness to the topic of planning for the unexpected, offering a free contingency plan template to financial advisors during the month of May 2020, to help ensure advisors put a plan in place in the event of their death or disability (permanent or temporary).

Topics: Press Release
3 min read

Succession Resource Group Announces Sale of Coe Financial Services to Creative Planning

By David Pan on Apr 9, 2020 1:25:27 PM

Portland, Ore. (April 9, 2020) - Succession Resource Group (SRG) is excited to announce the sale of Kansas based Registered Investment Advisor ("RIA") Coe Financial Services, Inc. to Creative Planning, LLC, one of the nation's largest and fastest growing RIAs led by Peter Mallouk. This sale represents over $126 million in assets under management (AUM), and is the fifth acquisition for Creative Planning in the last year.

Topics: Press Release
2 min read

Succession Resource Group Announces Sale of Hawaii Advisory Practice

By David Pan on Mar 13, 2020 1:06:27 PM

Portland, Ore. (March 13, 2020) - Succession Resource Group (SRG) is announcing the sale of deceased Hawaii advisor, Mr. Glenn Yabuki’s book of business (“Yabuki”) to Gail Hamada and Lincoln Koike of Hawaii Wealth and Legacy Planning Group (“HWLPG”). The sale represented over $97 million in assets under management, with all assets successfully retained by Ameriprise Financial Services, Inc. (“Ameriprise”), allowing Ms. Hamada and Mr. Koike to continue honoring Mr. Yabuki’s legacy.

Topics: Press Release
3 min read

RIA M&A Decade in Review: 2010-2019

By David Pan on Feb 11, 2020 8:00:08 AM

PORTLAND, Ore. (Feb 11. 2020) — Succession Resource Group, Inc. (SRG) is publishing its ten-year retrospective look at the state of the mergers and acquisitions for independent RIAs and advisors, recapping deal data, trends, and predictions for the coming decade. SRG’s data for this period draws upon more than $250 million in third-party transactions and over $20 billion in total assets under management (AUM) transferred1.

Topics: Press Release

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