RIA and Independent BD For Sale
This is a great opportunity to acquire an establishment with 24 total registered professionals, 18 of which are producing advisors, with the largest producer serving as the owner of the RIA/IBD. The owner is looking to phase out over the next 3-5 years, continuing to be a producing advisor and work as a branch manager to ensure a seamless transition for the advisors and clients.
The business has well-trained staff and turnkey office location. The owner is looking for a buyer that has experience operating a broker-dealer or large branch and that also uses First Clearing.