Your Guide to Proper Entity Structure

For advisors affiliated with a broker-dealer, using a formal entity structure like a limited liability company or corporation can be challenging since you are paid directly as the licensed professional. But, as your book of business grows and you hire staff, sign a lease, and take on other business related liability, limiting your personal liability becomes increasingly important. In addition, using a more robust equity structure allows for a variety of other options that are helpful for succession planning and growth through acquisition.

Our e-book title, "Your Guide to Proper Entity Structure," covers the main advantages and disadvantages of the most commonly selected entity types, and provides a checklist for best practices for using an entity in the financial services industry.

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