With decades of experience in the financial services industry, Succession Resource Group experts can help you better understand and refine critical elements to building sustainable and transferable value. From proper formation of your business to support long-term growth objectives, to establishing employment best practices as you grow, SRG will be there to help you make fully informed decisions based on industry best practices.

Team Formation

SRG’s Team Formation program helps you formalize your company into an appropriate legal entity suitable for your needs and the needs of your unique broker-dealer/custodian and provide you with corporate documents to ensure you are properly structured to meet your goals.

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Leveraging the extensive knowledge of the industry and business building best practices, SRG’s team of experts will consult as needed on business related matters to provide a one-on-one support, clear recommendations, and the resources to implement.

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Talent Development

SRG works directly with you and your team to assist with employment agreements, affiliation agreements, phantom equity plans, or restrictive covenants. You will work directly with one of our industry experts to identify areas of risk and we will work to provide customized solutions.

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