David Pan

New Seller in Indiana

Registered Representative For Sale This is a great opportunity to acquire an established, turnkey practice with 119 core households, nearly all of whom are local. There is also an additional opportunity with approximately 32 non-core households holding an additional $835,000 in AUM. The book of business does not require any overhead expense to be retained. The […]

New Seller in Pennsylvania

Registered Representative For Sale This is a great opportunity to acquire a book of business focused on annuity and taxation planning for its long-tenured households. The book of business is self-sufficient with low overhead expenses. The owner is looking for a successor that has experience, understands annuities, and who is tax conscious. The seller believes […]

New Seller in California

Registered Representative For Sale This is an opportunity to acquire a fee-based practice near the central coastline of California with 136 long-tenured households and no retained expenses. The seller is an EA and will be focusing their time continuing to service approximately 60% of the clients with their tax and accounting needs. The seller is […]

Succession Resource Group Expands Talent Pool With Key Hires

PORTLAND, Ore. (Nov 17, 2020) – Succession Resource Group (SRG) is excited to announce three strategic hires to keep up with growth and continue to deliver best-in-class service to SRG’s valued clients. Adding to SRG’s existing roster of talented professionals, the team has recently hired Josh Clifford, CVA®, Katelynn Clements, JD, and Marc Stein, AIF®. […]

New Seller in Oklahoma

RIA and Independent BD For Sale This is a great opportunity to acquire an establishment with 24 total registered professionals, 18 of which are producing advisors, with the largest producer serving as the owner of the RIA/IBD. The owner is looking to phase out over the next 3-5 years, continuing to be a producing advisor […]

New Seller in Maryland

Registered Representative For Sale This is a great opportunity to acquire a faith-based practice with 154 loyal, high net worth households, nearly 71% of whom are local. The book of business would come with a team of high-quality staff to assist with the transition and beyond. The seller is looking for a successor that will […]